Providing Skilled Counsel On Securities Matters
From our offices in Louisville, Charleston and Lexington, the attorneys at Strause Law Group skillfully represent investors and FINRA members across the country with complex securities claims. Our founding attorney, Randall Strause, has extensive experience with securities law and the arbitration process, having served as a securities arbitrator for decades. Attorney Strause draws on his background as a public arbitrator for the Financial Industry Regulatory Authority (FINRA) to identify practical solutions that secure favorable results promptly.
Our firm has successfully resolved securities disputes in arbitration, investigations and courtrooms. Due to the nature of securities claims, the majority of our work involves alternative dispute resolution, namely arbitration and meditation. We have represented both investors, financial advisory firms and financial advisors.
Tailoring An Approach According To Your Unique Circumstances
We are distinctly qualified to evaluate your circumstances. When you consult our attorneys, we will take the time to listen and study the facts surrounding your matter before we recommend a practical strategy to achieve your goals. We are equipped to represent you in a variety of investment misconduct issues, including:
- Failure to supervise
- Stockbroker fraud
- Over-concentration/failure to diversify
- Excessive trading
- Variable annuities
- Misrepresentation and omissions
- Breach of contract
- Breach of fiduciary duty
- Misconduct/investment fraud
We will use the law to hold responsible parties accountable for their actions. We regularly represent clients in negotiation, mediation, arbitration and litigation, securing results on behalf of our clients. Our lawyers have the experience and acumen you need to successfully navigate the legal process. Partner with a proven legal team today.
Cost-Effective And Time-Effective
We seek to limit the expense and time associated with litigation. Should negotiation through mediation not secure an optimal result, our attorneys will adjudicate your matter in the appropriate forum (Arbitration or Court). We prepare every case as though it will be tried, ready to pursue this course of action when necessary.
Discuss Your Case With Us
Schedule your private consultation with a knowledgeable lawyer. Reach one of our locations listed below or connect with us via email.