Reputable Service Regarding Financial Misconduct Allegations
At Strause Law Group, our attorneys have the requisite knowledge to secure damages for investment fraud or stockbroker negligence. If an investment firm or individual broker faces accusations of misconduct, we can provide an assertive professional licensure defense. Founding lawyer Randall Strause has a comprehensive understanding of securities law and FINRA regulations. For 20 years, he served as a security arbitrator of FINRA and its predecessor, the NASD. By drawing on this substantial insight, our legal team has extraordinary knowledge of both sides of financial misconduct law.
Our firm is recognized throughout Kentucky and the country for its ability to secure results for our clients in a timely manner. We have recovered millions of dollars against financial advisors and their firms. We have also successfully defended the licensure of advisors and their firms.
Tailoring An Approach According To Your Unique Circumstances
We are distinctly qualified to evaluate your circumstances. When you consult our attorneys, we will listen to your account and study the facts surrounding your case before we recommend a practical strategy to achieve your goals. We are equipped to represent you in a variety of investment misconduct issues, including:
- Affinity fraud
- Unauthorized trading
- Misrepresentation or omission
- Unsupervised selling away of assets
- Annuities sales fraud
We will use the law to hold responsible parties accountable for their actions. We regularly represent clients in negotiation, arbitration and litigation, securing settlements and winning awards on behalf of private investors. Our lawyers have the experience and acumen you need to successfully navigate the legal process. Partner with a proven legal team today.
Discuss Your Case With Us
Schedule your private consultation with a knowledgeable lawyer. Reach our Louisville office by calling 502-498-8268 or reach our Lexington office by calling 859-428-7029. You can also connect with us via email.