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Offices In Louisville: 502-498-8268 And Lexington: 859-428-7029

What is FINRA?

In the U.S., there are around 4,200 brokerages and almost 634,000 brokers. They require regulation, and the Financial Industry Regulatory Authority provides this. FINRA is an organization that creates rules to control brokerages and brokers.  As the enforcer for the...

What does an executor do?

When a loved one wrote a last will and testament, they may have named you as executor of the estate. While you may feel honored to have that title, what exactly does an executor do? When someone passes away, probate can take several months to resolve. Executors take...