Holding Investment Companies And Brokers Accountable For Misconduct
At The Strause Law Group, our attorneys have the requisite knowledge necessary to secure damages for investment fraud or stockbroker negligence. Our founding lawyer, Randall Strause, has a comprehensive understanding of securities law and FINRA regulations. For 20 years, attorney Strause has served as a security arbitrator of FINRA and its predecessor, the NSAD. By drawing on this substantial insight, our legal team skillfully advocates for those who have been harmed by broker and investment misconduct.
Our firm is recognized throughout Kentucky and the country for its ability to secure results for investment victims in a timely manner. We have recovered millions of dollars for our clients against financial advisers and their firms. We have also represented advisers and their firms that have had state and federal licensing issues.
Tailoring An Approach According To Your Unique Circumstances
We are distinctly qualified to determine whether investors have the standing to file an investment fraud claim against their brokers or other parties. When you consult with our attorneys, we will listen to your account and study the facts surrounding your case before we recommend the next steps.
We are equipped to address a variety of investment misconduct issues, including:
- Affinity fraud
- Unauthorized trading
- Misrepresentation or omission
- Unsupervised selling away of assets
- Annuities sales fraud
Whether you suffered financial losses due to one broker’s negligence or a brokerage firm’s failure to supervise, we will use the law to hold responsible parties accountable for their actions. We regularly represent clients in negotiation, arbitration and litigation, securing settlements and winning awards on behalf of private investors.
We have the experience and acumen you need to successfully navigate the legal process and recover damages for misconduct or negligence. Partner with a proven legal team today.
Discuss Your Case With Us
Schedule your private consultation with a knowledgeable lawyer. Reach our Kentucky firm by calling 502-498-8268 or 859-428-7029. You can also connect with us via email.